Job Description

Overview

Advertising Review Compliance Analyst / Senior Analyst / Specialist | Hybrid Allianz Life

What You Do

The Advertising Review function delivers and maintains an advertising compliance framework that enables the business to comply with applicable internal and external rules and regulations. The Compliance Analyst / Senior Analyst / Specialist performs advertising reviews of sales literature, marketing materials, and certain communications for use internally or externally that discuss Allianz products and services, ensuring compliance with SEC, FINRA and / or state insurance regulatory requirements and related company policies. This role demonstrates expertise in at least one product line and operates independently in an assigned area. It provides explanations and guidance to business partners regarding review conclusions on materials. The role works closely with Marketing, Product, Legal and other key business partners and may be tasked with special assignments or projects outside day-to-day responsibilities. Strong analytical, problem-solving, communication skills and the ability to manage and prioritize through peak volumes are essential.

• Provide subject matter expertise in the review of sales literature, marketing materials and communications to ensure compliance with regulatory requirements and policies.
• Independence and ownership of the review queue.
• File materials with FINRA, as applicable.
• Partner closely with the Advertising Review team to align on risk tolerance and consistency in reviews.
• Provide guidance to Marketing and other business partners with respect to the preparation and distribution of marketing and advertising materials.
• Identify, research and resolve issues and feedback from business partners independently.
• Lead or assist in the maintenance and development of advertising review policies, procedures and other process controls.
• Lead or assist in researching and responding to comments and / or inquiries from state insurance departments, FINRA, the SEC and internal oversight functions.

What You Bring

• Attention to detail and critical thinking skills; experience making risk-based decisions.
• Strong written communication skills.
• Bachelors degree or equivalent work experience required.
• Series 7 and 24 required or the ability to obtain within 180 days of employment.
• 2-3 years experience preferred in advertising compliance and investment company / regulatory requirements (e.g., SEC Marketing Rule, Investment Company Act of 1940) with in-depth knowledge of relevant rules and regulations.
• Experience with utilizing artificial intelligence tools and resources (e.g., generative AI).

You must be legally authorized to work in the U.S. and will not require immigration sponsorship for visa status now or in the future (e.g., H1-B, L-1, TN). If you are currently on CPT / OPT, you are ineligible due to the need for future immigration sponsorship.

Base Salary Range : $47,000 - $100,000. Actual base salary may vary based on factors such as relevant experience, qualifications, internal equity and geographic location. In addition to base salary, this position is eligible for an annual incentive program.

What We Offer

At Allianz Life, we provide a benefits package that supports the true balance of employees and their families. We offer comprehensive medical and dental plan options, generous time off, and a 401(k) company match. Our campus includes an onsite health center, child development center, fitness facility, convenience store and two cafeterias. Allianz Life is committed to an inclusive culture with Employee Resource Groups that contribute to a fair, caring and diverse workplace. We welcome applicants regardless of race, ethnicity, age, gender, nationality, religion, sexual orientation, or any other characteristic protected under applicable laws and regulations.

Join us. Lets care for tomorrow.

J-18808-Ljbffr

Job Tags

Similar Jobs